LPL to Pay $18 Million to Resolve Anti-Money-Laundering Allegations
The Securities and Exchange Commission alleges that LPL didn’t adhere to an organized process for addressing restrictions on accounts that failed its customer identification program.
Payroll Startup Deel Accused of Enabling Money Laundering
The startup, recently valued at $12 billion, says it hasn’t broken any laws. Alex Bouaziz Co-founder and CEO of Deel and Shuo Wang Co-founder and chief revenue officer of Deel. Photos: Courtesy company; Getty Images
SEC charges La Jolla’s LPL Financial with anti-money laundering violations
LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the Securities and Exchange Commission for violations of anti-money laundering policies.
Cash App Owner to Pay $80 Million Over Alleged Anti-Money-Laundering Deficiencies
Block has agreed to pay $80 million in a settlement with dozens of state regulators over alleged problems with its program to counter money laundering.
Charlotte area financial services firm to pay $18M to settle anti-money laundering charges
The SEC detailed accusations against the broker-dealer firm, which has several thousand workers in the region.
Philippines Seeks Money Laundering Charges Against Ex-Mayor
Philippine prosecutors are seeking money laundering charges against a former town mayor over her alleged involvement in an online casino project.
LPL Financial to Pay $18M Fine for Anti-Money Laundering Failures
LPL Financial Holdings has agreed to pay an $18 million fine and to improve its anti-money laundering program to settle charges from the U.S. securities watchdog. The Securities and Exchange Commission on Friday said that it has laid charges against the broker-dealer and investment adviser for multiple failures related to its anti-money laundering program.
LPL Financial to pay civil penalty of $18M to settle SEC charges
The Securities and Exchange Commission announced charges against broker-dealer and investment adviser LPL Financial (LPLA) for multiple
International crypto vendor sentenced to decade in prison for money laundering conspiracy
FRANKFORT, Ky. — A man was sentenced for cyber crimes on Wednesday, according to a press release from the U.S. Attorney's ...
Moscow-Born Former Trump Associate Felix Sater Granted New Money-Laundering Trial
Felix Sater, the controversial real estate operative who was once part of President-elect Donald Trump’s inner circle, won ...
Enforcement Directorate Mumbai restitutes assets worth ₹289.54 crore in money-laundering case
Enforcement Directorate restitutes ₹289.54 crore worth of properties to MPID Authority in Pen Co-operative Urban Bank case.
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2 men convicted by federal jury for money laundering scheme involving Mass. banks
Two men were convicted by a federal jury for their role in an international money laundering scheme involving Massachusetts ...
No one objected to Mayfair cash deliveries, James Stunt tells money laundering trial
Socialite James Stunt has told his money laundering trial that he would have stopped large cash deliveries from taking place at his offices in London’s Mayfair “if anyone had raised an objection”.
Socialite tells money laundering trial he never agreed to ‘criminal enterprise’
James Stunt, the former son-in-law of F1 tycoon Bernie Ecclestone, is one of five men on trial over an alleged ...
TD moves up CEO's departure date, cuts his pay by 89%
TD, whose U.S. operations are based in Cherry Hill, is cutting the pay of 41 executives following massive penalties related ...
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Fugitive Former Director of Mexican Soccer Team Accused of Money Laundering Finally Arrested After 3 Years on the Run
In an operation conducted by members of Mexico's Attorney General's Office (FGJ) and the Criminal Investigation Agency (AIC), ...