Daniel Roper allegedly lost money while executing more than 20,000 trades in a little more than a year in an account he ...

Businesses with any involvement in BNPL, whether offering it, partnering with providers, or advising on compliance, should ...

For the S&P 500 and Nasdaq, the week ended on Friday as it began on Monday: new highs on growing confidence that the U.S.

# Guy Gentile, head of Mintbroker International, which was placed into full liquidation by the Bahamian Supreme Court in December 2021, hit out after Judge Edwin Torres on Monday recommended that he ...

The Financial Industry Regulatory Authority (FINRA) is updating Rule 6860(a)(2) so that industry members who use time stamps more granular ...

The IFSCA has released guidelines clarifying eligibility criteria for Key Managerial Personnel (KMPs) in Fund Management ...

Day trading is a risky investment strategy that involves buying and selling securities, such as stocks, on the same trading ...

Major broker-dealers including Fidelity, Robinhood want FINRA to relax day trading rules, including the $25,000-minimum requirement for margin accounts.

NYSE margin debt jumped 18.5% in April to June, trailing periods just before the dot-com crash and the 2008 global financial ...

Private investment advisers have served as an entry point into U.S. markets for foreign investors using illicit finance ...

A former broker has been indicted on charges that he ran a $9.5 million Ponzi scheme for more than 25 years.