On January 16, 2025, the Securities and Exchange Commission (“SEC”) filed a settled enforcement action against a pair of related investment ...

The Securities and Exchange Commission (SEC) was created as an independent agency in 1934. It's been called the mother-of-all-securities regulator. This agency is remarkably good at killing trees ...

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...

South Carolina now faces a U.S. Securities and Exchange Commission investigation into the misreporting of a $1.8 billion surplus that never existed.

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...

A South Carolina Department of Administration report revealed origins of a $1.8 billion accounting discrepancy that has ...

The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by ...

How can the U.S. administration be expected to regulate cryptocurrencies effectively when so many of its bigwigs, including ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

The Securities and Exchange Commission (SEC) has announced plans to strengthen the regulatory framework for borrowing by governments and corporate ...

Lee, who's based in Houston, and others behind the Texas Stock Exchange believe the state is the clear ... a registration with the U.S. Securities and Exchange Commission to operate as a fully ...