In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...

The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.

Vince McMahon, who co-founded and previously served as the CEO of WWE, and the Securities and Exchange Commission (SEC ... McMahon released a statement on Friday, arguing the situation was ...

A South Carolina Department of Administration report revealed origins of a $1.8 billion accounting discrepancy that has ...

According to a Jan. 17 statement, the SEC alleged that Nova Labs, the firm behind the open-source Helium Network, sold ...

VOXX International Corporation (NASDAQ: VOXX), a leading manufacturer and distributor of automotive and consumer technologies ...

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from December 2024.

A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...