The Daily Hodl6h
$63,100,000 Penalty Hits 12 Financial Giants, Including Charles Schwab and Santander, As SEC Issues Major Enforcement Action
The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...
Cryptopolitan on MSN12h
‘We don’t list securities’ – Coinbase challenges SEC in appellate court
The United States’ biggest crypto exchange, Coinbase, has asked the Second Circuit to take on the interlocutory appeal in its ...
SEC charges against Elon Musk rocked Wall Street — but is the tech CEO a victim of lawfare?
The charges even have an added advantage of driving a wedge between Trump’s new SEC chair, Paul ­Atkins, and his enforcement ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in ...
SEC sues Musk, alleging Twitter-related securities violation
The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by ...
The Daily Hodl8h
SEC Slaps Digital Currency Group With $38,000,000 Fine, Claims Crypto Venture Firm Misled Investors
The U.S. Securities and Exchange Commission (SEC) is hitting venture capitalist firm Digital Currency Group (DCG) and a former executive of Genesis with a multimillion-dollar fine, claiming they ...
Moneyweb49m
Musk facing SEC claims in Trump era means ‘all bets are off’
Elon Musk’s latest fight with the US Securities and Exchange Commission hinges on a relatively straightforward accusation ...
Businessman Elon Musk sued by the Securities and Exchange Commission by his purchase of Twitter
Katie Barlow discusses the Securities and Exchange Commission recently suing Elon Musk over his purchase of social media app, ...
Crypto bros won’t throw off yoke of SEC regulations despite backing Trump
One big ask, On The Money has learned, includes no longer having to deal with the heavy hand of regulation by the SEC, also ...
DCG Pays $38 Million Fine to Settle SEC Investigation
Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...
SEC charges La Jolla’s LPL Financial with anti-money laundering violations
LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...