LPL allegedly instructs advisor recruits to take client social security numbers, account numbers, and other confidential data to better solicit customers of Ameriprise, according to the lawsuit.

LPL Financial is suing Ameriprise for alleged defamation, accusing the firm of sending "data breach" notices to thousands of LPL customers that falsely claimed their personal information was ...

LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Of its latest legal ...

Ameriprise Financial and LPL Financial, ... (Finra) after being accused of forwarding customer information to a family member’s email account.

LPL, like many companies, had “growing pains,” says Lewis. ... The investigation by LPL compliance executives included obtaining Blackwell’s account information from Bank of America, ...

A high-level overview of LPL Financial Holdings Inc. (LPLA) stock. View (LPLA) real-time stock price, chart, news, analysis, analyst reviews and more.

On April 8, Ameriprise “sent a purported ‘Notice of Data Breach’ to thousands of (as-yet unidentified) LPL account holders informing them that, years ago, their advisors accessed their ...

Wealth management services company LPL Financial is laying off 70 people in San Diego starting in August, the company ...

--LPL Financial LLC today announced that advisors can now access separately managed account strategies as an investment option within Model Wealth Portfolios. Advisors gain access to SMA ...

On April 8, Ameriprise “sent a purported ‘Notice of Data Breach’ to thousands of (as-yet unidentified) LPL account holders informing them that, years ago, their advisors accessed their ...

LPL’s New Account Opening 2.0, a component of its ClientWorks suite of tools, was announced Monday amid other projections of time savings.