LPL allegedly instructs advisor recruits to take client social security numbers, account numbers, and other confidential data to better solicit customers of Ameriprise, according to the lawsuit.

LPL Financial is suing Ameriprise for alleged defamation, accusing the firm of sending "data breach" notices to thousands of LPL customers that falsely claimed their personal information was ...

LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Of its latest legal ...

Ameriprise Financial and LPL Financial, ... (Finra) after being accused of forwarding customer information to a family member’s email account.

On April 8, Ameriprise “sent a purported ‘Notice of Data Breach’ to thousands of (as-yet unidentified) LPL account holders informing them that, years ago, their advisors accessed their ...

On April 8, Ameriprise “sent a purported ‘Notice of Data Breach’ to thousands of (as-yet unidentified) LPL account holders informing them that, years ago, their advisors accessed their ...

--LPL Financial LLC today announced that advisors can now access separately managed account strategies as an investment option within Model Wealth Portfolios. Advisors gain access to SMA ...

LPL failed to follow its own anti-money-laundering procedures when it opened a customer account and processed wire transfers for Eugenio Garcia Jimenez, Jr., an unregistered investment advisor who ...

CHARLOTTE, N.C., Feb. 19, 2020 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading retail investment advisory firm (RIA) and independent broker-dealer, today announced a new milestone in the delivery ...

LPL’s New Account Opening 2.0, a component of its ClientWorks suite of tools, was announced Monday amid other projections of time savings.