Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its anti-money laundering program did not properly vet customers and failed to close ...

The firm allows clients to supervise their accounts and access account statements online. LPL Financial has main offices in San Diego, Boston and Fort Mill, South Carolina. Registered in AK ...

Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker dealer, member FINRA/SIPC. LPL Financial and its affiliated companies provide financial ...

When a customer opened a new brokerage account with LPL, the firm would collect basic ... being placed or modified and anyone with access can modify restrictions freely with no second check ...