For the S&P 500 and Nasdaq, the week ended on Friday as it began on Monday: new highs on growing confidence that the U.S.

NYSE margin debt jumped 18.5% in April to June, trailing periods just before the dot-com crash and the 2008 global financial ...

Day trading is a risky investment strategy that involves buying and selling securities, such as stocks, on the same trading ...

The U.S. Financial Industry Regulatory Authority (FINRA) is investigating Morgan Stanley over how the firm screened clients ...

The Wall Street firm is being investigated over whether it properly vetted its clients for money-laundering risks.

US regulators are finalizing plans to replace a controversial rule that would dramatically lower a threshold for retail ...

A federal grand jury indicted 77-year-old Edwin Emmett Lickiss, Jr., on one count of wire fraud and one count of money ...

The 77-year-old suspect was based in Alamo and Danville and was the owner of Foundation Financial Group, which provided ...

The Financial Industry Regulatory Authority (FINRA) is updating Rule 6860(a)(2) so that industry members who use time stamps more granular ...

Working with a financial advisor involves a lot of trust. You’re sharing information about one of the most personal aspects ...

Morgan Stanley is being probed by the Financial Industry Regulatory Authority over its vetting of clients for the risk of ...