The outgoing legal chief of wealth management giant LPL Financial has managed to avoid a clawback of her signing bonus and ...

The independent broker-dealer, which is acquiring Commonwealth Financial Network in a $2.7 billion deal, is actively ...

Mike Holtschlag, a former executive with Fidelity Investments, has been appointed executive vice president of banking and lending at LPL Financial, LPL announced today. Holtschlag’s appointment is ...

LPL Financial, empresa de servicios de gestión patrimonial, despedirá a 70 personas en San Diego a partir de agosto, según ...

LPL Financial LPLA witnessed a rise in total brokerage and advisory assets in May 2025. The metric was $1.85 trillion, which grew 3.7% from the prior month and 26.5% year over year. LPLA’s Performance ...

SAN DIEGO, May 15, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC launched today a strategic marketing campaign designed to reach new audiences and elevate the firm’s brand strength by asking the ...

LPL Financial has agreed to pay more than $6 million in penalties for securities violations that included failure to supervise its reps and misleading clients about fees, Finra announced.

LPL Financial, of course, has been in the acquisitions market for 20 years, ever since the firm’s owner and founder Todd Robinson sold a majority of the company to two private equity managers.

LPL Financial Holdings Inc., the Boston-based independent brokerage, is moving to prevent its affiliated financial advisers from claiming they are “conflict free.” ...

LPL is offering Commonwealth advisors retention bonuses and reassurances that service and workplace culture aren’t changing. Other firms are offering their own deals. LPL Financial’s March 31 ...

If LPL Financial clients want higher yield money market funds for their cash, they’ll need to opt out of the firm’s bank deposit sweep programs. That’s because the No. 1 independent broker ...

LPL Financial said it will buy Atria Wealth Solutions, a wealth management company supporting approximately 2,400 advisors and 150 banks and credit unions, managing approximately $100 billion of ...