The outgoing legal chief of wealth management giant LPL Financial has managed to avoid a clawback of her signing bonus and ...

Mike Holtschlag, a former executive with Fidelity Investments, has been appointed executive vice president of banking and lending at LPL Financial, LPL announced today. Holtschlag’s appointment is ...

The independent broker-dealer, which is acquiring Commonwealth Financial Network in a $2.7 billion deal, is actively ...

LPL Financial, empresa de servicios de gestión patrimonial, despedirá a 70 personas en San Diego a partir de agosto, según ...

SAN DIEGO, May 15, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC launched today a strategic marketing campaign designed to reach new audiences and elevate the firm’s brand strength by asking the ...

LPL, the largest independent broker-dealer, said Wednesday that it had recruited roughly 30 advisors from Lutherville, Maryland-based Academy Financial and Berwyn, Pennsylvania-based PFG Advisors.

LPL Financial Holdings Inc., the Boston-based independent brokerage, is moving to prevent its affiliated financial advisers from claiming they are “conflict free.” ...

LPL Financial CEO Dan Arnold has lost his job over failing to maintain a respectful workplace, the firm announced Tuesday. Arnold, who has held the top spot at the independent broker-dealer since ...

LPL Financial LPLA witnessed a rise in total brokerage and advisory assets in May 2025. The metric was $1.85 trillion, which grew 3.7% from the prior month and 26.5% year over year. LPLA’s Performance ...

LPL is offering Commonwealth advisors retention bonuses and reassurances that service and workplace culture aren’t changing. Other firms are offering their own deals. LPL Financial’s March 31 ...

SAN DIEGO, April 18, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Alejandro “Alex” De Leon and Robert “Bob” Gorman have joined LPL Financial’s ...

LPL Financial has agreed to pay more than $6 million in penalties for securities violations that included failure to supervise its reps and misleading clients about fees, Finra announced.