Tom Payant has been in the industry since 1977, when he registered with CG Equity Sales Co., according to his BrokerCheck record. He has also been registered with Travelers Equities Sales, American ...

Treasury yields climbed and stocks wavered after the latest jobs report showed a moderating — yet healthy labor market — that will likely make the Federal Reserve hold rates steady for now.

Tariffs are widely seen as inflationary, complicating the picture for the Federal Reserve. The central bank paused its rate-cutting cycle last month as it waits for data to give an all-clear sign to ...

While LPL says its former CEO violated the company’s code of ethics, LPL flourished under Arnold’s leadership, with brokerage and advisory assets ballooning. Shares of the firm are up 13% this year ...

Alisa Maute, a former executive vice president at LPL, will lead Mercer’s client development team, which has doubled in size ...

Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker dealer, member FINRA/SIPC. LPL Financial and its affiliated companies provide financial ...

Founded in 1985 and majority-owned by private equity shops Oak Hill Capital, Genstar Capital and Altas Partners, Denver-based Mercer says it had more than 1,220 employees managing a total of $69 ...

Alisa Maute, a former executive vice president at LPL, will lead Mercer’s client development team, which has doubled in size ...

U.S. Capital Wealth Advisors LLC increased its position in shares of iShares Core High Dividend ETF (NYSEARCA:HDV – Free ...

Securities and Advisory services offered through LPL Financial LLC (“LPL Financial”) or its affiliate LPL Enterprise, LLC (“LPL Enterprise”), both registered investment advisors and broker-dealers.