The industry rivals could still turn to FINRA arbitration to pursue their dispute over allegedly unwarranted data breach ...

For its part, Raymond James recently welcomed a father-son advisor team from Wells Fargo to its independent advisor channel ...

Travis Sawyer is a financial advisor in Abilene, KS. They have been in practice for 10 years, the last 3 years at LPL Financial LLC. Travis Sawyer is a financial advisor in Abilene, KS.

There is a new twist in the multifaceted legal war between wealth management companies LPL Financial and Ameriprise. LPL this week sued its rival for allegedly sending misleading data breach ...

The most recent hire is R. Brennan Barlow, who joins LPL's broker-dealer, registered investment advisory and custodial platforms just outside of Dallas in Flower Mound, Texas, the company said in an ...

For LPL's CEO Rich Steinmeier, the acquisition of Commonwealth Financial Network sounds like it's getting a bit personal. LPL Financial Holdings Inc. at the end of March announced its $2.7 billion ...

Nearly six months after suddenly becoming CEO of LPL Financial, Rich Steinmeier is settling into his new role and setting his sights on a new North Star for the wealth management company.

LPL Financial LLC announced that financial advisors Stephanie Stewart, Debra Hedgcoth, CFP®, RICP®, and Madison Wentland, CPA, from West Texas Investments have joined their broker-dealer and ...