The firm has been dogged by compliance issues for years, resulting in multiple fines by various regulatory bodies.

Krishna Agnihotri is a financial advisor in Orange, CA. He has been in practice for 21 years, the last year at LPL Financial LLC. Krishna Agnihotri is a financial advisor in Orange, CA.

Q1 2025 Management View CEO Richard Steinmeier highlighted a strong beginning to 2025 with record-breaking performance, ...

The wealth management company is on track to meet its 90% advisor retention goal for its $2.7 billion planned acquisition of ...

LPL Financial Holdings has recently made headlines with the launch of WealthVision Essentials, an advanced financial planning tool designed to enhance advisors’ client services. This product ...

SAN DIEGO (CN) — Independent broker-dealer LPL Financial argued Wednesday that its customers can't claim the company unjustly enriched itself by automatically taking uninvested money in their accounts ...

Nearly six months after suddenly becoming CEO of LPL Financial, Rich Steinmeier is settling into his new role and setting his sights on a new North Star for the wealth management company.

Other firms are offering their own deals. LPL Financial’s March 31 announcement that it will acquire rival Commonwealth Financial Network for approximately $2.7 billion came after intense ...

LPL Financial has introduced a new tier in its leadership structure, elevating five senior executives to managing director roles – a move the firm says reflects its ongoing growth and evolving ...

LPL Financial provides an advisory and brokerage platform for advisors, broker/dealer services for financial institutions, and resources for practice management. At the end of 2024, advisors on ...