LPL Financial, a La Jolla-based investment and wealth management services firm, fired its CEO Dan Arnold on Tuesday for making statements to employees that violated the company’s code of conduct.

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the Securities and Exchange Commission for violations of anti-money ...

What should I know about this advisor? Jesse Aragon is a financial advisor in La Jolla, CA. They have been in practice for 22 years, the last 1 years at LPL Financial LLC.

LPL Financial LLC announced today that financial advisors Charlie Narmi and Theresa Rynaski, CFP®, have joined LPL’s employee advisor channel, Linsco by ...

LPL Financial, the nation’s largest independent broker-dealer, today celebrated the opening of its new San Diego headquarters. Tower II at La Jolla Commons is the largest net-zero energy ...

LPL Financial (LPLA) opened its new San Diego headquarters, Tower II at La Jolla Commons, on Wednesday. The independent broker-dealer — which also has headquarters in Boston and Charlotte, N.C ...

Michael Bernier oversaw roughly $165 million in client assets at Canter Strategic Wealth Management, a firm with $300 million under management. Then he left to join LPL.

David Wiley is a financial advisor in La Jolla, CA. They have been in practice for 10 years, the last 1 years at LPL Financial LLC.