LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission ...

LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission ...

LPL Financial is the second company of the day to announce that it would move to Fort Mill from various facilities in Charlotte. This time, the nation’s largest independent broker-dealer will ...

LPL Financial announced plans to construct a new regional headquarters, relocating more than 1,000 employees less than 20 miles to Fort Mill, S.C., from Charlotte, N.C., with plans to add 2,000 ...

LPL Financial opened a new Carolinas campus in 2016 at Kingsley Town Center in Fort Mill. Melissa Key By Caroline Hudson – Banking and Finance Editor, Charlotte Business Journal ...

CHARLOTTE, N.C., Dec. 05, 2022 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the team at Financial House has joined LPL Financial’s broker-dealer, RIA and custodial platforms.

At some point on Friday, LPL's 15,000 advisors were no longer able to access its Charlotte, N.C.-based data center, causing much of the firm's technology platform to become unusable.

Charlotte Wealth Advisors, a newly formed independent financial advisory firm co-founded by John Osterberg and Chad Pannell, has joined the LPL Financial broker-dealer platform, LPL announced Tuesday.

LPL has a corporate headquarters not far from Financial Resources' location in the Charlotte suburbs, and eight out of its 10 shareholders worked directly for LPL at one time or another.

Shares of LPL Financial Holdings, the broker-dealer with a major employee hub in Charlotte, fell by nearly 35 percent on Friday after the company reported earnings that sharply missed Wall Street ...

LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission ...