LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission ...

LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission ...

LPL Financial Holdings Inc. is planning for more growth nationwide — including in the Charlotte area.

LPL Financial (NASDAQ:LPLA), a retail investment advisory firm and broker-dealer, announced it is bringing on a new chief information officer. Scott Seese, who was previously CIO of American ...

CHARLOTTE, N.C., Dec. 05, 2022 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the team at Financial House has joined LPL Financial’s broker-dealer, RIA and custodial platforms. They ...

Learn more about the 13 financial advisors in Charlotte, Michigan with the US News Advisor Finder.

LPL Financial announced plans to construct a new regional headquarters, relocating more than 1,000 employees less than 20 miles to Fort Mill, S.C., from Charlotte, N.C., with plans to add 2,000 ...

Shares of LPL Financial Holdings, the broker-dealer with a major employee hub in Charlotte, fell by nearly 35 percent on Friday after the company reported earnings that sharply missed Wall Street ...

Backup systems failed when a system-wide technology outage plagued the nation's largest independent broker-dealer.

LPL has a corporate headquarters not far from Financial Resources' location in the Charlotte suburbs, and eight out of its 10 shareholders worked directly for LPL at one time or another.

LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission ...