LPL Financial sees $1.7T assets with 17% organic growth in Q4 2024
Q4 2024 Management View CEO Rich Steinmeier highlighted industry-leading organic asset growth of 10% for 2024, supported by ...
Compliance Week9d
SEC fines LPL Financial $18M for failed due diligence on new, high-risk accounts
Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...
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LPL Financial (LPLA) Q4 Earnings: Taking a Look at Key Metrics Versus Estimates
LPL Financial Holdings Inc. (LPLA) reported $3.51 billion in revenue for the quarter ended December 2024, representing a year-over-year increase of 32.9%. EPS of $4.25 for the same period compares to ...
Morningstar13d
LPL Financial to Pay $18 Million Fine for Anti-Money Laundering Failures
According to the SEC, between May 2019 and December 2023, LPL Financial had multiple failures in how it operated its customer identification program, including a failure to timely close accounts ...
Financial Planning6y
LPL Financial’s largest termination ever
In signs of how seriously LPL took the internal investigation that led to Bashaw’s dismissal, executives accessed the bank account records of one Bashaw client using financial institutions ...
Morningstar21d
LPL Financial Announces Fourth Quarter and Full Year 2024 Earnings Release Date and Conference Call
SAN DIEGO, Jan. 09, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq ... or create and administer your account. Provide specific products and services to you, such as portfolio ...