“Account holders are plainly not at risk ... it has been determined that there has been unauthorized access to your information.” LPL’s lawsuit says it doesn’t know how many customers ...

Customers of LPL Financial says their cash was automatically funneled into cash sweep programs that netted them minimal ...

LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Of its latest legal ...

“LPL’s relationship with its account holders has ... their departure was supervised and Ameriprise knew what information advisors were taking with them. At the time, Ameriprise’s franchise ...

The broker-dealer giant is adding best-in-class software to its tech stack amid increased demand for sophisticated planning ...

LPL account holders informing them that, years ago, their advisors accessed their information without authorization in connection with their transition from Ameriprise to LPL,” according to the ...

The investigation by LPL compliance executives included obtaining Blackwell’s account information from Bank of America, according to the testimony by Lewis, Shorris and others. Section 314(b ...

The firm allows clients to supervise their accounts and access account statements online. LPL Financial has main offices in San Diego, Boston and Fort Mill, South Carolina.

LPL is offering Commonwealth advisors retention bonuses and reassurances that service and workplace culture aren’t changing. Other firms are offering their own deals. LPL Financial’s March 31 ...