In the future, will people have relationships with their financial advisors or with the advisors’ broker-dealers ... to buy majority interests in independent advisory firms and let them work ...

Even if recruiting at independent broker-dealers has hit a wall, the industry still features a number of firms with expanding numbers of registered reps. Here's a snapshot of the number of reps at ...

The applecart has also been upset by regulators, who for more than a decade have looked askance at the independent contractor model broker-dealers use with their reps (ask FedEx what happens when ...

The first ranking awarded was based on firms participating in InvestmentNews’ annual independent broker-dealer survey. In comparison to other firms providing data, Arete Wealth ranked in the top ...

Small and midsize firms read on at your own risk: The giants of the independent broker-dealer sector are growing ... Other firms made notable moves in the rankings during the past year, the ...

Centaurus Financial, Inc. ranks No. 17 among independent broker/dealers in Financial Advisors' list of the top 40 in the ...

the popular industry publications' annual rankings of independent broker-dealers. In addition, CoastalOne was ranked fourth overall in "Highest Growth in Producing Reps". These rankings and our ...