CFTC Rule 40.2(a)(3)(v) requires designated contract markets (DCMs) and swap execution facilities (SEFs) to submit a concise explanation and analysis of the product and its compliance with ...

Changes to four other CFTC regulations have been proposed, as part of the proposal to adopt CFTC Regulation §1.44. Some of these changes relate directly to the Proposed Rule, while others do not.

The CFTC notes that a registered IB can be exempted from also registering as a CTA if the advisory services are “solely in connection with” its brokerage business (CFTC Part 4.14(a)(6 ...

This is the second of a multi-part series on a February 20 rule proposal by the U.S. Commodity Futures Trading Commission (“CFTC”) to: (1) require every futures commission merchant (“FCM ...

This part begins a consideration of the provisions and conditions in the Proposed Rule, and related comments made by the U.S. Commodity Futures Trading Commission (“CFTC”).

CFTC chairman urges strengthening conflict-of-interest part of Senate crypto bill ... chairman of the Commodity Futures Trading Commission, testifies to the Senate Agriculture Committee on Thursday.