Hidden Road received a license to operate as a broker-dealer, part of the firm’s expansion of its prime-brokerage business to reach more institutional investors. The company, which last week ...

Ctrl Alt, a tokenization infrastructure platform, reported that it has secured a virtual asset broker-dealer license and ...

As a broker-dealer, Hidden Road will now be able to provide new and existing institutional clients with a full suite of regulatory-compliant prime brokerage, clearing, and financing services in ...

Dutch digital bank Bunq said Tuesday that it's applied for a broker-dealer license, in an initial step toward securing a full banking license. Bunq will be able to offer most of its services in ...

Broker-dealers need smart ways to grow and protect their business as clients' financial needs become broader and more ...

The company has been around for more than a decade but only offered deals under a broker-dealer license with the Financial Industry Regulatory Authority starting in 2023. The prior year ...

Bunq CEO Ali Niknam said the broker-dealer application will be an initial step toward securing a full banking license. He couldn't offer a firm timeline for when Bunq will secure this ...