The brokerage industry regulator once again takes a stab at updating rules for independent brokers with other businesses and ...

They may also offer margin lending, allowing clients to borrow funds to finance their investment activities. Broker-dealers play a crucial role in facilitating trading and investment activities ...

Broker-dealers need smart ways to grow and protect their business as clients' financial needs become broader and more ...

"This marks the first expansion of our special purpose broker-dealer's business activities and we look forward to working with regulators on additional permissible avenues of growth that leverage ...