The Securities and Exchange Commission (SEC) on Friday penalized American Portfolio Advisors $1.75 million for over-billing ...

Eliseo Prisno, a former Merrill advisor, allegedly collected unapproved fees from Filipino clients by secretly accessing ...

This year’s report from Firvida’s office raises concerns over the potential impact on individual investors if private investments are included in retirement plans. Private equ ...

A 25-year-old Alabama man was arrested on Thursday for hacking the Securities and Exchange Commission's X account earlier this year as part of an alleged conspiracy to manipulate bitcoin prices ...

The SEC's Office of the Investor Advocate as previously highlighted potential risks for retail savers posed by the expansion ...

Prosecutors allege Council conspired with others to hack the SEC’s X account on Jan. 9 and prematurely announced the agency’s approval of bitcoin exchange-traded funds, which briefly increased ...