The U.S. Financial Industry Regulatory Authority (FINRA) is investigating Morgan Stanley over how the firm screened clients ...

FINRA is a private, self-regulatory body that’s made of brokerage firms and exchange markets that set financial industry rules and regulations. Learn more about who they are and what they do ...

The Heritage Foundation hosted a discussion with Robert Cook, president and chief executive officer pf the Financial Industry Regulatory Authority (FINRA). FINRA is the largest independent ...